Mizuho Bank, Ltd
General Compliance Testing, AVP (Legal)
ALCD
The Americas Legal and Compliance Department (ALCD) belongs to the Compliance Group of Mizuho Bank, Ltd. (MHBK) and is divided broadly into two main functions: the Legal function, which manages legal risk, and the Compliance function, which manages compliance and regulatory risk by establishing compliance policies, providing training, conducting compliance reviews, monitoring anti-money laundering (AML) and know your customer (KYC) matters, and coordinating regulatory examinations and relations.
ATO
The Americas Testing Office (ATO)'s mission is to protect Mizuho offices in the Americas from compliance risks by testing the effectiveness of controls designed to ensure adherence to key regulatory requirements and corresponding Mizuho policies and procedures. ATO belongs to ALCD and is responsible for compliance risk assessment and testing/monitoring of Mizuho's operations in the Americas, including MHBK US and Canada Branches, MHBK (USA), Mizuho Securities USA (MSUSA), and Latin American subsidiaries. ATO provides the Mizuho offices in the Americas with clear guidance from the Head Office as well as local regulators mainly in the US and promotes strong compliance culture through periodic monitoring and testing.
Position Summary
The General Compliance Testing AVP will perform the assigned functions, as outlined below, and conduct compliance testing and monitoring across various lines of business, banking offices, and operating departments
Responsibilities
The AVP's day to day responsibilities will:
Perform compliance testing
Perform compliance risk assessment on themes tested
Analyze the region's (the Americas) compliance status and compliance framework
Respond to individual inquiries/issues from the Head Office and offices, etc.
Conduct other related tasks of ALCD
Qualifications
Company Overview
Mizuho Americas is a leading financial institution comprising several legal entities, which together offer clients corporate and investment banking, financing, securities, treasury services, asset management, research and more. Mizuho's operations in the Americas connect a broad client base of major corporations, financial institutions and public sector groups to local markets and a vast global network. Mizuho Americas is an integral part of the Japan-based Mizuho Financial Group, Inc. (NYSE: MFG), which is comprised of offices in nearly 40 countries, approximately 60,000 employees, and assets of more than USD 1.8 trillion. Learn more at mizuhoamericas.com.
Mizuho Bank Ltd. offers a competitive total rewards package.
We are an EEO/AA Employer - M/F/Disability/Veteran.
We participate in the E-Verify program.
We maintain a drug-free workplace and perform pre-employment substance abuse testing.
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